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经济增长理论书目
转自：http://www.beiwang.com 2003-6-1 北望经济学园
References on Economic Growth
http://elsa.berkeley.edu/~chad/e202b_s03/GrowthPapers.pdf
References on Economic Growth
Charles I. Jones
January 7, 2002
This collection of references is, by its nature, incomplete and always growing. Feel
free to suggest additions.
1. Basic References
Barro, Robert J. and Xavier Sala-i-Martin, Economic Growth, McGraw-Hill, 1995.
Jones, Charles I., Introduction to Economic Growth, New York: W.W. Norton and Co.,
2002. Second Edition.
Romer, David, Advanced Macroeconomics, New York: McGraw-Hill, 1996.
Aghion, Philippe and Peter Howitt, Endogenous Growth Theory, Cambridge, MA: MIT
Press, 1998.
Grossman, Gene M. and Elhanan Helpman, Innovation and Growth in the Global Economy,
Cambridge, MA: MIT Press, 1991.
Articles by Romer, Grossman-Helpman, Solow, and Pack, “Symposium on New
Growth Theory,” Journal of Economic Perspectives,Winter 1994.
2. Internet Resources
Jones, Charles I., “Chad’s Growth Resources,” (This list, plus many more links).
http://elsa.berkeley.edu/˜chad/growth.html.
Temple, Jonathan, “Economic Growth Resources,” University of Bristol.
http://www.bris.ac.uk/Depts/Economics/Growth/. This is the most thorough
collection of growth resources available, including a good list of references and
surveys.
3. Neoclassical Growth Models
A. Basic References
Solow, Robert M., “A Contribution to the Theory of Economic Growth,” Quarterly
Journal of Economics, February 1956, 70, 65–94.
1
Ramsey, Frank, “A Mathematical Theory of Saving,” Economic Journal, 1928, 38,
543–559.
Cass, David, “Optimal Growth in an Aggregative Model of Capital Accumulation,”
Review of Economic Studies, July 1965, 32, 233–240.
Koopmans, T. C., “On the Concept of Optimal Economic Growth,” in “The Econometric
Approach to Development Planning,” Amsterdam: North Holland, 1965.
King, Robert and Sergio Rebelo, “Transitional Dynamics and Economic Growth in the
Neoclassical Model,” American Economic Review, 1993, 83, 908–931.
Diamond, Peter, “National Debt in a Neoclassical Growth Model,” American Economic
Review, 1965, 55, 1126–1150.
Blanchard, Olivier J., “Debts, Deficits, and Finite Horizons,” Journal of Political Economy,
1985, 93 (2), 223–247.
B. Optimal Control and Dynamic Optimization
Barro, Robert J. and Xavier Sala-i-Martin, Economic Growth, McGraw-Hill, 1995.
(Especially Appendix 1.3).
Kamien, Morton I. and Nancy L. Schwartz, Dynamic Optimization: the Calculus of
Variations and Optimal Control in Economics and Management, North Holland,
1991.
Arrow, Kenneth and Mordecai Kurz, Public Investment, the Rate of Return, and Optimal
Fiscal Policy, Baltimore: Johns Hopkins University Press, 1970.
Romer, Paul M., “Cake Eating, Chattering, and Jumps: Existence Results for Variational
Problems,” Econometrica, 1986, 54, 897–908.
Kamihigashi, Takashi, “Necessity of Transversality Conditions for Infinite Horizon
Problems,” Econometrica, Forthcoming 2001.
4. Empirical Evidence: Growth and Levels
A. Data
Summers, Robert and Alan Heston, “The Penn World Table (Mark 5): An Expanded
Set of International Comparisons: 1950–1988,” Quarterly Journal of Economics,
May 1991, 106, 327–368.
Maddison, Angus, Monitoring the World Economy 1820-1992, Paris: Organization for
Economic Cooperation and Development, 1995.
2
B. Surveys
McGrattan, Ellen and James Schmitz, “Explaining Cross-Country Income Differences.”
In TaylorWoodford99.
Durlauf, Steven and Danny Quah, “The New Empirics of Economic Growth.” In TaylorWoodford99.
Temple, Jonathan, “The new growth evidence,” Journal of Economic Literature, March
1999, 37 (1), 112–156.
Taylor, John B. and Michael Woodford, eds, North-Holland Elsevier Science, 1999.
C. Growth Accounting
Solow, Robert M., “Technical Change and the Aggregate Production Function,” Review
of Economics and Statistics, August 1957, 39 (3), 312–320.
Denison, Edward F., The Sources of Economic Growth in the United States and the
Alternatives Before Us, New York: Committee for Economic Development, 1962.
W., Frank M. Gollop Jorgenson Dale and Barbara M. Fraumeni, Productivity and U.S.
Economic Growth, Cambridge, MA: Harvard University Press, 1987.
Hall, Robert E., “Invariance Properties of Solow’s Productivity Residual,” in Peter Diamond,
ed., Growth/ Productivity/Unemployment: Essays to Celebrate Robert
Solow’s Birthday, Cambridge, MA: MIT Press, 1990, pp. 71–112.
Young, Alwyn, “A Tale of Two Cities: Factor Accumulation and Technical Change
in Hong Kong and Singapore,” in Olivier Blanchard and Stanley Fischer, eds.,
NBER Macroeconomics Annual, Cambridge, MA: MIT Press, 1992, pp. 13–54.
, “The Tyranny of Numbers: Confronting the Statistical Realities of the East
Asian Growth Experience,” Quarterly Journal of Economics, August 1995, 110
(3), 641–680.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
Abramovitz, Moses and Paul A. David, “American Macroeconomic Growth in the Era
of Knowledge-Based Progress,” 1998. Stanford University mimeo.
Bosworth, Barry P. and Susan M. Collins, “Capital Flows to Developing Countries:
Implications for Saving and Investment,” Brookings Papers on Economic Activity,
1999, 1, 143–180.
3
D. Growth Regressions and Convergence
Baumol,William J., “Productivity Growth, Convergence andWelfare: What the Long-
Run Data Show,” American Economic Review, December 1986, 76, 1072–1085.
DeLong, J. Bradford, “Productivity Growth, Convergence, and Welfare: Comment,”
American Economic Review, 1988, 78, 1138–1154.
Barro, Robert J., “Economic Growth in a Cross Section of Countries,” Quarterly Journal
of Economics, May 1991, 106, 407–443.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Barro, Robert J. and Xavier Sala-i-Martin, “Convergence,” Journal of Political Economy,
1992, 100 (2), 223–251.
and , “Convergence Across States and Regions,” Brookings Papers on Economic
Activity, 1991, pp. 107–158.
Levine, Ross and David Renelt, “A Sensitivity Analysis of Cross-Country Growth Regressions,”
American Economic Review, September 1992, 82 (4), 942–963.
Sala-i-Martin, Xavier, “I Just Ran Two Million Regressions,” American Economic Association
Papers and Proceedings, May 1997, 87 (2), 178–183.
Bernard, Andrew B. and Charles I. Jones, “Comparing Apples to Oranges: Productivity
Convergence and Measurement across Industries and Countries,” American
Economic Review, December 1996, 86 (5), 1216–1238.
Sorensen, Anders, “Comment on ‘Comparing Apples to Oranges...’,” American Economic
Review, Forthcoming 2001.
Easterly, William, Michael Kremer, Lant Pritchett, and Lawrence Summers, “Good
Policy or Good Luck? Country Growth Performance and Temporary Shocks,”
Journal of Monetary Economics, December 1993, 32, 459–483.
Mankiw, N. Gregory, “The Growth of Nations,” Brookings Papers on Economic Activity,
1995, 1, 275–326.
Islam, Nazrul, “Growth Empirics: A Panel Data Approach,” Quarterly Journal of Economics,
November 1995, 110, 1127–1170.
Caselli, Francesco, Gerardo Esquivel, and Fernando Lefort, “Reopening the Convergence
Debate: A New Look at Cross-Country Growth Empirics,” Journal of Economic
Growth, September 1996, 1, 363–390.
Barro, Robert J., Determinants of Economic Growth: A Cross-country Empirical Study,
Cambridge, MA: MIT Press, 1997.
Bils, Mark and Peter Klenow, “Does Schooling Cause Growth?,” American Economic
Review, December 2000, 90, 1160–1183.
4
E. Levels, Productivity, and Distributions
Lucas, Robert E., “Why Doesn’t Capital Flow from Rich to Poor Countries,” American
Economic Association Papers and Proceedings, May 1990, 80, 92–96.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
Pritchett, Lant, “Divergence: Big Time,” Journal of Economic Perspectives, Summer
1997, 11 (3), 3–17.
Prescott, Edward C., “Needed: A Theory of Total Factor Productivity,” 1997. Federal
Reserve Bank of Minneapolis, Staff Report 242.
Jones, Charles I., “On the Evolution of the World Income Distribution,” Journal of
Economic Perspectives, Summer 1997, 11, 19–36.
Clark, Gregory, “Why Isn’t the Whole World Developed? Lessons from the Cotton
Mills,” Journal of Economic History, March 1987, 47, 141–173.
and Robert Feenstra, “Technology in the Great Divergence,” in “Globalization
in Historical Perspective,” University of Chicago Press, forthcoming.
http://www.nber.org/ confer/2001/globes01/clark.pdf.
Quah, Danny, “Galton’s Fallacy and Tests of the Convergence Hypothesis,” Scandinavian
Journal of Economics, December 1993, 95, 427–443.
, “Twin Peaks: Growth and Convergence in Models of Distribution Dynamics,”
Economic Journal, July 1996, 106 (437), 1045–1055.
Parente, Stephen L. and Edward C. Prescott, “Changes in the Wealth of Nations,” Federal
Reserve Bank of Minneapolis Quarterly Review, Spring 1993, pp. 3–16.
and , “Monopoly Rights: A Barrier to Riches,” American Economic Review,
December 1999, 89 (5), 1216–1233.
Chari, V.V., Pat Kehoe, and Ellen McGrattan, “The Poverty of Nations: A Quantitative
Investigation,” 1997. Working Paper, Federal Reserve Bank of Minneapolis.
Ciccone, Antonio and Robert E. Hall, “Productivity and the Density of Economic Activity,”
American Economic Review, March 1996, 86 (1), 54–70.
5
Frankel, Jeffrey A. and David Romer, “Does Trade Cause Growth?,” American Economic
Review, June 1999, 89 (3), 379–399.
Restuccia, Deigo and Carlos Urrutia, “Relative Prices and Investment Rates,” Journal
of Monetary Economics, February 2001, 47 (1), 93–121.
Acemoglu, Daron and Fabrizio Zilibotti, “Productivity Differences,” Quarterly Journal
of Economics, 2001, 116 (2), 563–606.
Caselli, Francesco and Wilbur John Coleman, “The World Technology Frontier,”
September 2000. NBER Working Paper No. 7904.
Acemoglu, Daron, Simon Johnson, and James A. Robinson, “The Colonial Origins
of Camparative Development: An Empirical Investigation,” American Economic
Review, December 2001, 91 (5), 1369–1401.
, , and , “Reversal of Fortune: Geography and Institutions in the Making
of the Modern World Income Distribution,” 2001. MIT Working Paper.
5. First Generation/“AK” Growth Models
Frankel, Marvin, “The Production Function in Allocation and Growth: A Synthesis,”
American Economic Review, December 1962, 52, 995–1022.
Sheshinski, Eytan, “Optimal Accumulation with Learning by Doing,” in Karl Shell,
ed., Essays on the Theory of Economic Growth, Cambridge, MA: MIT Press,
1967.
Romer, Paul M., “Crazy Explanations for the Productivity Slowdown,” in Stanley Fischer,
ed., NBER Macroeconomics Annual 1987, Cambridge, MA: MIT Press,
1987.
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
Romer, Paul M., “Capital Accumulation in the Theory of Long Run Growth,” in
Robert J. Barro, ed., Modern Business Cycle Theory, Cambridge, MA: Harvard
University Press, 1989.
Rebelo, Sergio, “Long-Run Policy Analysis and Long-Run Growth,” Journal of Political
Economy, June 1991, 99, 500–521.
Barro, Robert J., “Government Spending in a Simple Model of Endogenous Growth,”
Journal of Political Economy, October 1990, 98, S103–S125.
6. Idea-Based Growth Models
6
A. Basic References
Romer, Paul M., “Endogenous Technological Change,” Journal of Political Economy,
October 1990, 98 (5), S71–S102.
, “Increasing Returns and Long-Run Growth,” Journal of Political Economy, October
1986, 94, 1002–1037.
Phelps, Edmund S., “Models of Technical Progress and the Golden Rule of Research,”
Review of Economic Studies, April 1966, 33, 133–45.
Shell, Karl, “Toward a Theory of Inventive Activity and Capital Accumulation,” American
Economic Association Papers and Proceedings, 1966, 56, 62–68.
Nordhaus, William D., “An Economic Theory of Technological Change,” American
Economic Association Papers and Proceedings, May 1969, 59, 18–28.
Judd, Kenneth L., “On the Performance of Patents,” Econometrica, May 1985, 53 (3),
567–585.
Romer, Paul M., “Growth Based on Increasing Returns to Specialization,” American
Economic Review Papers and Proceedings, May 1987, 77, 56–62.
Aghion, Philippe and Peter Howitt, “A Model of Growth through Creative Destruction,”
Econometrica, March 1992, 60 (2), 323–351.
Grossman, Gene M. and Elhanan Helpman, Innovation and Growth in the Global Economy,
Cambridge, MA: MIT Press, 1991.
Jones, Charles I., “R&D-Based Models of Economic Growth,” Journal of Political
Economy, August 1995, 103 (4), 759–784.
Kortum, Samuel S., “Research, Patenting, and Technological Change,” Econometrica,
1997, 65 (6), 1389–1419.
Weitzman, Martin L., “Recombinant Growth,” Quarterly Journal of Economics, May
1998, 113, 331–360.
B. Scale Effects and Idea-Based Growth
Jones, Charles I., “R&D-Based Models of Economic Growth,” Journal of Political
Economy, August 1995, 103 (4), 759–784.
, “Population and Ideas: A Theory of Endogenous Growth,” December 1998.
Stanford University mimeo.
Kremer, Michael, “Population Growth and Technological Change: One Million B.C.
to 1990,” Quarterly Journal of Economics, August 1993, 108 (4), 681–716.
7
Young, Alwyn, “Growth without Scale Effects,” Journal of Political Economy, February
1998, 106 (1), 41–63.
Dinopoulos, Elias and Peter Thompson, “Schumpeterian Growth without Scale Effects,”
Journal of Economic Growth, December 1998, 3 (4), 313–335.
Segerstrom, Paul, “Endogenous Growth Without Scale Effects,” American Economic
Review, December 1998, 88 (5), 1290–1310.
Peretto, Pietro, “Technological Change and Population Growth,” Journal of Economic
Growth, December 1998, 3 (4), 283–311.
Howitt, Peter, “Steady Endogenous Growth with Population and R&D Inputs Growing,”
Journal of Political Economy, August 1999, 107 (4), 715–730.
Jones, Charles I., “Growth: With or Without Scale Effects?,” American Economic Association
Papers and Proceedings, May 1999, 89, 139–144.
Li, Chol-Won, “Endogenous vs. Semi-Endogenous Growth in a Two-R&D-Sector
Model,” Economic Journal, March 2000, 110 (462), C109–C122.
7. Empirical Evidence on Models of Long-Run Growth
Jones, Charles I., “Time Series Tests of Endogenous Growth Models,” Quarterly Journal
of Economics, May 1995, 110 (441), 495–525.
Stokey, Nancy L. and Sergio Rebelo, “Growth Effects of Flat-Rate Taxes,” Journal of
Political Economy, June 1995, 103, 519–550.
Jones, Charles I., “Sources of U.S. Economic Growth in a World of Ideas,” American
Economic Review, Forthcoming 2002.
Bils, Mark and Peter Klenow, “Quantifying Quality Growth,” American Economic Review,
September 2001, 91 (4), 1006–1030.
Costa, Dora L., “Estimating Real Income in the US from 1888 to 1994: Correcting
CPI Bias Using Engel Curves,” Journal of Political Economy, December 109 (6),
1288–1310.
8. Learning by Doing and Human Capital
A. Learning by Doing
Arrow, Kenneth J., “The Economic Implications of Learning by Doing,” Review of
Economic Studies, June 1962, 29, 153–173.
8
Frankel, Marvin, “The Production Function in Allocation and Growth: A Synthesis,”
American Economic Review, December 1962, 52, 995–1022.
Sheshinski, Eytan, “Optimal Accumulation with Learning by Doing,” in Karl Shell,
ed., Essays on the Theory of Economic Growth, Cambridge, MA: MIT Press,
1967.
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
, “Making a Miracle,” Econometrica, 1993, 61, 251–272.
Irwin, Douglas A. and Peter J. Klenow, “Learning-by-doing Spillovers in the Semiconductor
Industry,” Journal of Political Economy, December 1994, 102 (6).
Foster, Andrew and Mark Rosenzweig, “Learning by Doing and Learning from Others:
Human Capital and Technical Change in Agriculture,” Journal of Political
Economy, 1995, 103, 1176–1209.
Jovanovic, Boyan and Yaw Nyarko, “Learning by Doing and the Choice of Technology,”
Econometrica, November 1996.
, “Learning and Growth,” in David M. Kreps and Kenneth F. Wallis, eds., Advances
in Economics and Econometrics: Theory and Applications, New York:
Cambridge University Press, 1997.
Thompson, Peter, “How Much Did the Liberty Shipbuilders Learn? New Evidence
for an Old Case Study,” Journal of Political Economy, February 2001, 109 (1),
103–137.
Thorton, Rebecca A. and Peter Thompson, “Learning from Experience and Learning
From Others. An exploration of learning and spillovers in wartime shipbuilding,”
American Economic Review, December 2001, 91 (5), 1350–1368.
B. Human Capital
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Bils, Mark and Peter Klenow, “Does Schooling Cause Growth?,” American Economic
Review, December 2000, 90, 1160–1183.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
9
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
9. Why areWe So Rich and They So Poor?
A. See References in Section 4.E
B. Technology/Ideas Transfer and Diffusion
Nelson, Richard R. and Edmund S. Phelps, “Investment in Humans, Technological
Diffusion, and Economic Growth,” American Economic Association Papers and
Proceedings, May 1966, 56, 69–75.
Krugman, Paul, “A Model of Innovation, Technology Transfer, and the World Distribution
of Income,” Journal of Political Economy, 1979, 87, 253–266.
Brezis, Elise S., Paul R. Krugman, and Daniel Tsiddon, “Leapfrogging in International
Competition: A Theory of Cycles in National Technological Leadership,” American
Economic Review, December 1993, pp. 1211–1219.
Romer, Paul, “Idea Gaps and Object Gaps in Economic Development,” Journal of
Monetary Economics, 1993, pp. 543–573.
Romer, Paul M., “Two Strategies for Economic Development: Using Ideas and Producing
Ideas,” Proceedings of the World Bank Annual Conference on Development
Economics, 1992, 1993, pp. 63–115.
, “New Goods, Old Theory, and theWelfare Costs of Trade Restrictions,” Journal
of Development Economics, 1994, 43, 5–38.
Parente, Stephen L. and Edward C. Prescott, “Barriers to Technology Adoption and
Development,” Journal of Political Economy, April 1994, 102 (2), 298–321.
Barro, Robert J. and Xavier Sala-i-Martin, “Technological Diffusion, Convergence,
and Growth,” Journal of Economic Growth, 1997, pp. 1–26.
Eaton, Jonathan and Samuel S. Kortum, “Trade in Ideas: Patenting and Productivity in
the OECD,” 1995. NBER Working Paper No. 5049.
and , “International Technology Diffusion: Theory and Measurement,” International
Economic Review, 1999, 40, 537–570.
Easterly, William, Robert King, Ross Levine, and Sergio Rebelo, “Policy, Technology
Adoption and Growth,” 1994. NBER Working Paper No. 4681.
10
C. Corruption and Political Economy
Baumol, William J., “Entrepreneurship: Productive, Unproductive, and Destructive,”
Journal of Political Economy, 1990, 98 (5), 893–921.
Murphy, Kevin M., Andrei Shleifer, and Robert W. Vishny, “The Allocation of Talent:
Implications for Growth,” Quarterly Journal of Economics, May 1991, 106 (2),
503–530.
Shleifer, Andrei and RobertW. Vishny, “Corruption,” Quarterly Journal of Economics,
August 1993, 108 (3), 599–618.
Mauro, Paolo, “Corruption and Growth,” Quarterly Journal of Economics, August
1995, 110 (3), 681–713.
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
Olson, Mancur, “Big Bills Left on the Sidewalk: Why Some Nations are Rich, and
Others Poor,” Journal of Economic Perspectives, Spring 1996, 10 (2), 3–24.
Krusell, Per and Victor Rios-Rull, “Vested Interests in a Positive Theory of Stagnation
and Growth,” Review of Economic Studies, 1996, 63, 301–331.
10. The Direction of Technical Change
A. Skilled vs. Unskilled Labor
Katz, Lawrence and Kevin Murphy, “Changes in Relative Wages, 1963–1987: Supply
and Demand Factors,” Quarterly Journal of Economics, February 1992, 107 (1),
35–78.
Acemoglu, Daron, “Why Do New Technologies Complement Skills? Directed Technical
Change and Wage Inequality,” Quarterly Journal of Economics, 1998, 113,
1055–1089.
Murphy, Kevin, Craig Riddell, and Paul Romer, “Wages, Skills and Technology in the
United States and Canada,” in Elhanan Helpman, ed., General Purpose Technologies
and Economic Growth, Cambridge: MIT Press, 1998.
Krusell, Per, Lee Ohanian, Jose-Victor Rios-Rull, and Giovanni Violante, “Capital-
Skill Complementarity and Inequality: A Macroeconomic Analysis,” Econometrica,
September 2000, 68 (5), 1029–1053.
Galor, Oded and Omer Moav, “Ability Biased Technological Transition,Wage Inequality,
and Economic Growth,” Quarterly Journal of Economics, May 2000, 115,
469–498.
11
Acemoglu, Daron and Fabrizio Zilibotti, “Productivity Differences,” Quarterly Journal
of Economics, 2001, 116 (2), 563–606.
, “Directed Technical Change,” 2001. NBER Working Paper No. 8287.
, “Labor- and Capital-Augmenting Technical Change,” July 2001. MIT mimeo.
B. Investment-Specific Technical Change
Greenwood, Jeremy, Zvi Hercowitz, and Per Krusell, “Long-Run Implications of
Investment-Specific Technological Change,” American Economic Review, June
1997, 87 (3), 342–362.
Whelan, Karl, “Balance Growth Revisited: A Two-Sector Model of Economic
Growth,” 2001. Federal Reserve Board of Governors mimeo.
Nordhaus, William D., “Do Real Output and Real Wage Measures Capture Reality?
The History of Lighting Suggests Not,” in Timothy F. Bresnahan and Robert J.
Gordon, eds., The Economics of New Goods, University of Chicago Press, 1997,
pp. 29–66.
Greenwood, Jeremy and Mehmet Yorukoglu, “1974,” Carnegie Rochester Conference
Series on Public Policy, 1997, 46, 49–95.
Klenow, Peter J., “Ideas vs. Rival Human Capital: Industry Evidence on Growth Models,”
Journal of Monetary Economics, August 1998, 42, 3–24.
C. Vintage Capital, Putty-Clay, Appropriate Technologies
Basu, Susanto and David N. Weil, “Appropriate Technology and Growth,” Quarterly
Journal of Economics, November 1998, 113 (4), 1025–1054.
Gilchrist, Simon and John C.Williams, “Putty Clay and Investment: A Business Cycle
Analysis,” Journal of Political Economy, October 2000, 108 (5), 928–960.
and , “Transition Dynamics in Vintage Capital Models: Explaining the
Post-war Experience of German and Japan,” 2001. Boston University mimeo.
11. Growth over the Very Long Run
Diamond, Jared, Guns, Germs, and Steel, New York: W.W. Norton and Co., 1997.
Kremer, Michael, “Population Growth and Technological Change: One Million B.C.
to 1990,” Quarterly Journal of Economics, August 1993, 108 (4), 681–716.
Goodfriend, Marvin and John McDermott, “Early Development,” American Economic
Review, March 1995, 85 (1), 116–133.
12
Galor, Oded and David Weil, “Population, Technology, and Growth: From the
Malthusian Regime to the Demographic Transition,” American Economic Review,
September 2000, 90, 806–828.
Hansen, Gary D. and Edward C. Prescott, “Malthus to Solow,” 1998. NBER Working
Paper No. 6858.
Lucas, Robert E., “The Industrial Revolution: Past and Future,” 1998. University of
Chicago mimeo.
Jones, Charles I., “Was an Industrial Revolution Inevitable? Economic Growth Over
the Very Long Run,” Advances in Macroeconomics, 2001, 1 (2), Article 1.
http://www.bepress.com/bejm/advances/vol1/iss2/art1.
Clark, Gregory, “The Secret History of the Industrial Revolution,” 2001. U.C. Davis
mimeo.
12. R&D, Patents, and Productivity
Griliches, Zvi, ed., Chicago: University of Chicago Press, 1984.
, “Productivity Puzzles and R&D: Another Nonexplanation,” Journal of Economic
Perspectives, 1988, 2, 9–21.
, “Patents: Recent Trends and Puzzles,” in Martin N. Baily and Clifford Winston,
eds., Brookings Papers on Economic Activity, Microeconomics,Washington,
D.C.: The Brookings Institution, 1989, pp. 291–330.
, “Productivity, R&D and the Data Constraint,” American Economic Review,
March 1994, 84 (1), 1–23.
Caballero, Ricardo J and Adam B. Jaffe, “How High are the Giants’ Shoulders?,”
in Olivier Blanchard and Stanley Fischer, eds., NBER Macroeconomics Annual,
Cambridge, MA: MIT Press, 1993, pp. 15–74.
Jones, Charles I. and John C.Williams, “Measuring the Social Return to R&D,” Quarterly
Journal of Economics, November 1998, 113, 1119–1135.
Kortum, Samuel, “Equilibrium R&D and the Patent-R&D Ratio: U.S. Evidence,”
American Economic Association Papers and Proceedings, May 1993, 83 (2),
450–457.
Kortum, Samuel S., “Research, Patenting, and Technological Change,” Econometrica,
1997, 65 (6), 1389–1419.
Segerstrom, Paul, “Endogenous Growth Without Scale Effects,” American Economic
Review, December 1998, 88 (5), 1290–1310.
Kremer, Michael, “Patent Buyouts: A Mechanism for Encouraging Innovation,” Quarterly
Journal of Economics, November 1998, pp. 1137–1167.
13
13. Natural Resources, the Environment, and Growth
Jones, Charles I., Introduction to Economic Growth, New York: W.W. Norton and Co.,
2002. Second Edition.
Nordhaus, William D., “Lethal Model 2: The Limits to Growth Revisited,” Brookings
Papers on Economic Activity, 1992, 2, 1–59.
Brander, James A. and M. Scott Taylor, “The Simple Economics of Easter Island:
A Ricardo-Malthus Model of Renewable Resource Use,” American Economic
Review, March 1998, 88, 119–138.
Weitzman, Martin L., “Pricing the Limits to Growth from Minerals Depletion,” Quarterly
Journal of Economics, May 1999, 114 (2), 691–706.
14. Interesting and Accessible Readings
Diamond, Jared, Guns, Germs, and Steel, New York: W.W. Norton and Co., 1997.
DeLong, J. Bradford, “Slouching Toward Utopia,” U.C. Berkeley (In progress).
http://econ161.berkeley.edu/TCEH/Slouch_Old.html.
Easterly, William, The Elusive Quest for Growth: Economists’ Adventures and Misadventures
in the Tropics, MIT Press, 2001.
Solow, Robert M., Growth Theory: An Exposition, New York: Oxford University Press,
2000.
Simon, Julian L., The Ultimate Resource 2, Princeton, NJ: Princeton University Press,
1998.
14
经济增长理论书目
http://www.beiwang.com 2003-6-1 北望经济学园
References on Economic Growth
http://elsa.berkeley.edu/~chad/e202b_s03/GrowthPapers.pdf
References on Economic Growth
Charles I. Jones
January 7, 2002
This collection of references is, by its nature, incomplete and always growing. Feel
free to suggest additions.
1. Basic References
Barro, Robert J. and Xavier Sala-i-Martin, Economic Growth, McGraw-Hill, 1995.
Jones, Charles I., Introduction to Economic Growth, New York: W.W. Norton and Co.,
2002. Second Edition.
Romer, David, Advanced Macroeconomics, New York: McGraw-Hill, 1996.
Aghion, Philippe and Peter Howitt, Endogenous Growth Theory, Cambridge, MA: MIT
Press, 1998.
Grossman, Gene M. and Elhanan Helpman, Innovation and Growth in the Global Economy,
Cambridge, MA: MIT Press, 1991.
Articles by Romer, Grossman-Helpman, Solow, and Pack, “Symposium on New
Growth Theory,” Journal of Economic Perspectives,Winter 1994.
2. Internet Resources
Jones, Charles I., “Chad’s Growth Resources,” (This list, plus many more links).
http://elsa.berkeley.edu/˜chad/growth.html.
Temple, Jonathan, “Economic Growth Resources,” University of Bristol.
http://www.bris.ac.uk/Depts/Economics/Growth/. This is the most thorough
collection of growth resources available, including a good list of references and
surveys.
3. Neoclassical Growth Models
A. Basic References
Solow, Robert M., “A Contribution to the Theory of Economic Growth,” Quarterly
Journal of Economics, February 1956, 70, 65–94.
1
Ramsey, Frank, “A Mathematical Theory of Saving,” Economic Journal, 1928, 38,
543–559.
Cass, David, “Optimal Growth in an Aggregative Model of Capital Accumulation,”
Review of Economic Studies, July 1965, 32, 233–240.
Koopmans, T. C., “On the Concept of Optimal Economic Growth,” in “The Econometric
Approach to Development Planning,” Amsterdam: North Holland, 1965.
King, Robert and Sergio Rebelo, “Transitional Dynamics and Economic Growth in the
Neoclassical Model,” American Economic Review, 1993, 83, 908–931.
Diamond, Peter, “National Debt in a Neoclassical Growth Model,” American Economic
Review, 1965, 55, 1126–1150.
Blanchard, Olivier J., “Debts, Deficits, and Finite Horizons,” Journal of Political Economy,
1985, 93 (2), 223–247.
B. Optimal Control and Dynamic Optimization
Barro, Robert J. and Xavier Sala-i-Martin, Economic Growth, McGraw-Hill, 1995.
(Especially Appendix 1.3).
Kamien, Morton I. and Nancy L. Schwartz, Dynamic Optimization: the Calculus of
Variations and Optimal Control in Economics and Management, North Holland,
1991.
Arrow, Kenneth and Mordecai Kurz, Public Investment, the Rate of Return, and Optimal
Fiscal Policy, Baltimore: Johns Hopkins University Press, 1970.
Romer, Paul M., “Cake Eating, Chattering, and Jumps: Existence Results for Variational
Problems,” Econometrica, 1986, 54, 897–908.
Kamihigashi, Takashi, “Necessity of Transversality Conditions for Infinite Horizon
Problems,” Econometrica, Forthcoming 2001.
4. Empirical Evidence: Growth and Levels
A. Data
Summers, Robert and Alan Heston, “The Penn World Table (Mark 5): An Expanded
Set of International Comparisons: 1950–1988,” Quarterly Journal of Economics,
May 1991, 106, 327–368.
Maddison, Angus, Monitoring the World Economy 1820-1992, Paris: Organization for
Economic Cooperation and Development, 1995.
2
B. Surveys
McGrattan, Ellen and James Schmitz, “Explaining Cross-Country Income Differences.”
In TaylorWoodford99.
Durlauf, Steven and Danny Quah, “The New Empirics of Economic Growth.” In TaylorWoodford99.
Temple, Jonathan, “The new growth evidence,” Journal of Economic Literature, March
1999, 37 (1), 112–156.
Taylor, John B. and Michael Woodford, eds, North-Holland Elsevier Science, 1999.
C. Growth Accounting
Solow, Robert M., “Technical Change and the Aggregate Production Function,” Review
of Economics and Statistics, August 1957, 39 (3), 312–320.
Denison, Edward F., The Sources of Economic Growth in the United States and the
Alternatives Before Us, New York: Committee for Economic Development, 1962.
W., Frank M. Gollop Jorgenson Dale and Barbara M. Fraumeni, Productivity and U.S.
Economic Growth, Cambridge, MA: Harvard University Press, 1987.
Hall, Robert E., “Invariance Properties of Solow’s Productivity Residual,” in Peter Diamond,
ed., Growth/ Productivity/Unemployment: Essays to Celebrate Robert
Solow’s Birthday, Cambridge, MA: MIT Press, 1990, pp. 71–112.
Young, Alwyn, “A Tale of Two Cities: Factor Accumulation and Technical Change
in Hong Kong and Singapore,” in Olivier Blanchard and Stanley Fischer, eds.,
NBER Macroeconomics Annual, Cambridge, MA: MIT Press, 1992, pp. 13–54.
, “The Tyranny of Numbers: Confronting the Statistical Realities of the East
Asian Growth Experience,” Quarterly Journal of Economics, August 1995, 110
(3), 641–680.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
Abramovitz, Moses and Paul A. David, “American Macroeconomic Growth in the Era
of Knowledge-Based Progress,” 1998. Stanford University mimeo.
Bosworth, Barry P. and Susan M. Collins, “Capital Flows to Developing Countries:
Implications for Saving and Investment,” Brookings Papers on Economic Activity,
1999, 1, 143–180.
3
D. Growth Regressions and Convergence
Baumol,William J., “Productivity Growth, Convergence andWelfare: What the Long-
Run Data Show,” American Economic Review, December 1986, 76, 1072–1085.
DeLong, J. Bradford, “Productivity Growth, Convergence, and Welfare: Comment,”
American Economic Review, 1988, 78, 1138–1154.
Barro, Robert J., “Economic Growth in a Cross Section of Countries,” Quarterly Journal
of Economics, May 1991, 106, 407–443.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Barro, Robert J. and Xavier Sala-i-Martin, “Convergence,” Journal of Political Economy,
1992, 100 (2), 223–251.
and , “Convergence Across States and Regions,” Brookings Papers on Economic
Activity, 1991, pp. 107–158.
Levine, Ross and David Renelt, “A Sensitivity Analysis of Cross-Country Growth Regressions,”
American Economic Review, September 1992, 82 (4), 942–963.
Sala-i-Martin, Xavier, “I Just Ran Two Million Regressions,” American Economic Association
Papers and Proceedings, May 1997, 87 (2), 178–183.
Bernard, Andrew B. and Charles I. Jones, “Comparing Apples to Oranges: Productivity
Convergence and Measurement across Industries and Countries,” American
Economic Review, December 1996, 86 (5), 1216–1238.
Sorensen, Anders, “Comment on ‘Comparing Apples to Oranges...’,” American Economic
Review, Forthcoming 2001.
Easterly, William, Michael Kremer, Lant Pritchett, and Lawrence Summers, “Good
Policy or Good Luck? Country Growth Performance and Temporary Shocks,”
Journal of Monetary Economics, December 1993, 32, 459–483.
Mankiw, N. Gregory, “The Growth of Nations,” Brookings Papers on Economic Activity,
1995, 1, 275–326.
Islam, Nazrul, “Growth Empirics: A Panel Data Approach,” Quarterly Journal of Economics,
November 1995, 110, 1127–1170.
Caselli, Francesco, Gerardo Esquivel, and Fernando Lefort, “Reopening the Convergence
Debate: A New Look at Cross-Country Growth Empirics,” Journal of Economic
Growth, September 1996, 1, 363–390.
Barro, Robert J., Determinants of Economic Growth: A Cross-country Empirical Study,
Cambridge, MA: MIT Press, 1997.
Bils, Mark and Peter Klenow, “Does Schooling Cause Growth?,” American Economic
Review, December 2000, 90, 1160–1183.
4
E. Levels, Productivity, and Distributions
Lucas, Robert E., “Why Doesn’t Capital Flow from Rich to Poor Countries,” American
Economic Association Papers and Proceedings, May 1990, 80, 92–96.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
Pritchett, Lant, “Divergence: Big Time,” Journal of Economic Perspectives, Summer
1997, 11 (3), 3–17.
Prescott, Edward C., “Needed: A Theory of Total Factor Productivity,” 1997. Federal
Reserve Bank of Minneapolis, Staff Report 242.
Jones, Charles I., “On the Evolution of the World Income Distribution,” Journal of
Economic Perspectives, Summer 1997, 11, 19–36.
Clark, Gregory, “Why Isn’t the Whole World Developed? Lessons from the Cotton
Mills,” Journal of Economic History, March 1987, 47, 141–173.
and Robert Feenstra, “Technology in the Great Divergence,” in “Globalization
in Historical Perspective,” University of Chicago Press, forthcoming.
http://www.nber.org/ confer/2001/globes01/clark.pdf.
Quah, Danny, “Galton’s Fallacy and Tests of the Convergence Hypothesis,” Scandinavian
Journal of Economics, December 1993, 95, 427–443.
, “Twin Peaks: Growth and Convergence in Models of Distribution Dynamics,”
Economic Journal, July 1996, 106 (437), 1045–1055.
Parente, Stephen L. and Edward C. Prescott, “Changes in the Wealth of Nations,” Federal
Reserve Bank of Minneapolis Quarterly Review, Spring 1993, pp. 3–16.
and , “Monopoly Rights: A Barrier to Riches,” American Economic Review,
December 1999, 89 (5), 1216–1233.
Chari, V.V., Pat Kehoe, and Ellen McGrattan, “The Poverty of Nations: A Quantitative
Investigation,” 1997. Working Paper, Federal Reserve Bank of Minneapolis.
Ciccone, Antonio and Robert E. Hall, “Productivity and the Density of Economic Activity,”
American Economic Review, March 1996, 86 (1), 54–70.
5
Frankel, Jeffrey A. and David Romer, “Does Trade Cause Growth?,” American Economic
Review, June 1999, 89 (3), 379–399.
Restuccia, Deigo and Carlos Urrutia, “Relative Prices and Investment Rates,” Journal
of Monetary Economics, February 2001, 47 (1), 93–121.
Acemoglu, Daron and Fabrizio Zilibotti, “Productivity Differences,” Quarterly Journal
of Economics, 2001, 116 (2), 563–606.
Caselli, Francesco and Wilbur John Coleman, “The World Technology Frontier,”
September 2000. NBER Working Paper No. 7904.
Acemoglu, Daron, Simon Johnson, and James A. Robinson, “The Colonial Origins
of Camparative Development: An Empirical Investigation,” American Economic
Review, December 2001, 91 (5), 1369–1401.
, , and , “Reversal of Fortune: Geography and Institutions in the Making
of the Modern World Income Distribution,” 2001. MIT Working Paper.
5. First Generation/“AK” Growth Models
Frankel, Marvin, “The Production Function in Allocation and Growth: A Synthesis,”
American Economic Review, December 1962, 52, 995–1022.
Sheshinski, Eytan, “Optimal Accumulation with Learning by Doing,” in Karl Shell,
ed., Essays on the Theory of Economic Growth, Cambridge, MA: MIT Press,
1967.
Romer, Paul M., “Crazy Explanations for the Productivity Slowdown,” in Stanley Fischer,
ed., NBER Macroeconomics Annual 1987, Cambridge, MA: MIT Press,
1987.
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
Romer, Paul M., “Capital Accumulation in the Theory of Long Run Growth,” in
Robert J. Barro, ed., Modern Business Cycle Theory, Cambridge, MA: Harvard
University Press, 1989.
Rebelo, Sergio, “Long-Run Policy Analysis and Long-Run Growth,” Journal of Political
Economy, June 1991, 99, 500–521.
Barro, Robert J., “Government Spending in a Simple Model of Endogenous Growth,”
Journal of Political Economy, October 1990, 98, S103–S125.
6. Idea-Based Growth Models
6
A. Basic References
Romer, Paul M., “Endogenous Technological Change,” Journal of Political Economy,
October 1990, 98 (5), S71–S102.
, “Increasing Returns and Long-Run Growth,” Journal of Political Economy, October
1986, 94, 1002–1037.
Phelps, Edmund S., “Models of Technical Progress and the Golden Rule of Research,”
Review of Economic Studies, April 1966, 33, 133–45.
Shell, Karl, “Toward a Theory of Inventive Activity and Capital Accumulation,” American
Economic Association Papers and Proceedings, 1966, 56, 62–68.
Nordhaus, William D., “An Economic Theory of Technological Change,” American
Economic Association Papers and Proceedings, May 1969, 59, 18–28.
Judd, Kenneth L., “On the Performance of Patents,” Econometrica, May 1985, 53 (3),
567–585.
Romer, Paul M., “Growth Based on Increasing Returns to Specialization,” American
Economic Review Papers and Proceedings, May 1987, 77, 56–62.
Aghion, Philippe and Peter Howitt, “A Model of Growth through Creative Destruction,”
Econometrica, March 1992, 60 (2), 323–351.
Grossman, Gene M. and Elhanan Helpman, Innovation and Growth in the Global Economy,
Cambridge, MA: MIT Press, 1991.
Jones, Charles I., “R&D-Based Models of Economic Growth,” Journal of Political
Economy, August 1995, 103 (4), 759–784.
Kortum, Samuel S., “Research, Patenting, and Technological Change,” Econometrica,
1997, 65 (6), 1389–1419.
Weitzman, Martin L., “Recombinant Growth,” Quarterly Journal of Economics, May
1998, 113, 331–360.
B. Scale Effects and Idea-Based Growth
Jones, Charles I., “R&D-Based Models of Economic Growth,” Journal of Political
Economy, August 1995, 103 (4), 759–784.
, “Population and Ideas: A Theory of Endogenous Growth,” December 1998.
Stanford University mimeo.
Kremer, Michael, “Population Growth and Technological Change: One Million B.C.
to 1990,” Quarterly Journal of Economics, August 1993, 108 (4), 681–716.
7
Young, Alwyn, “Growth without Scale Effects,” Journal of Political Economy, February
1998, 106 (1), 41–63.
Dinopoulos, Elias and Peter Thompson, “Schumpeterian Growth without Scale Effects,”
Journal of Economic Growth, December 1998, 3 (4), 313–335.
Segerstrom, Paul, “Endogenous Growth Without Scale Effects,” American Economic
Review, December 1998, 88 (5), 1290–1310.
Peretto, Pietro, “Technological Change and Population Growth,” Journal of Economic
Growth, December 1998, 3 (4), 283–311.
Howitt, Peter, “Steady Endogenous Growth with Population and R&D Inputs Growing,”
Journal of Political Economy, August 1999, 107 (4), 715–730.
Jones, Charles I., “Growth: With or Without Scale Effects?,” American Economic Association
Papers and Proceedings, May 1999, 89, 139–144.
Li, Chol-Won, “Endogenous vs. Semi-Endogenous Growth in a Two-R&D-Sector
Model,” Economic Journal, March 2000, 110 (462), C109–C122.
7. Empirical Evidence on Models of Long-Run Growth
Jones, Charles I., “Time Series Tests of Endogenous Growth Models,” Quarterly Journal
of Economics, May 1995, 110 (441), 495–525.
Stokey, Nancy L. and Sergio Rebelo, “Growth Effects of Flat-Rate Taxes,” Journal of
Political Economy, June 1995, 103, 519–550.
Jones, Charles I., “Sources of U.S. Economic Growth in a World of Ideas,” American
Economic Review, Forthcoming 2002.
Bils, Mark and Peter Klenow, “Quantifying Quality Growth,” American Economic Review,
September 2001, 91 (4), 1006–1030.
Costa, Dora L., “Estimating Real Income in the US from 1888 to 1994: Correcting
CPI Bias Using Engel Curves,” Journal of Political Economy, December 109 (6),
1288–1310.
8. Learning by Doing and Human Capital
A. Learning by Doing
Arrow, Kenneth J., “The Economic Implications of Learning by Doing,” Review of
Economic Studies, June 1962, 29, 153–173.
8
Frankel, Marvin, “The Production Function in Allocation and Growth: A Synthesis,”
American Economic Review, December 1962, 52, 995–1022.
Sheshinski, Eytan, “Optimal Accumulation with Learning by Doing,” in Karl Shell,
ed., Essays on the Theory of Economic Growth, Cambridge, MA: MIT Press,
1967.
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
, “Making a Miracle,” Econometrica, 1993, 61, 251–272.
Irwin, Douglas A. and Peter J. Klenow, “Learning-by-doing Spillovers in the Semiconductor
Industry,” Journal of Political Economy, December 1994, 102 (6).
Foster, Andrew and Mark Rosenzweig, “Learning by Doing and Learning from Others:
Human Capital and Technical Change in Agriculture,” Journal of Political
Economy, 1995, 103, 1176–1209.
Jovanovic, Boyan and Yaw Nyarko, “Learning by Doing and the Choice of Technology,”
Econometrica, November 1996.
, “Learning and Growth,” in David M. Kreps and Kenneth F. Wallis, eds., Advances
in Economics and Econometrics: Theory and Applications, New York:
Cambridge University Press, 1997.
Thompson, Peter, “How Much Did the Liberty Shipbuilders Learn? New Evidence
for an Old Case Study,” Journal of Political Economy, February 2001, 109 (1),
103–137.
Thorton, Rebecca A. and Peter Thompson, “Learning from Experience and Learning
From Others. An exploration of learning and spillovers in wartime shipbuilding,”
American Economic Review, December 2001, 91 (5), 1350–1368.
B. Human Capital
Lucas, Robert E., “On the Mechanics of Economic Development,” Journal of Monetary
Economics, 1988, 22 (1), 3–42.
Mankiw, N. Gregory, David Romer, and David Weil, “A Contribution to the Empirics
of Economic Growth,” Quarterly Journal of Economics, May 1992, 107 (2), 407–
438.
Bils, Mark and Peter Klenow, “Does Schooling Cause Growth?,” American Economic
Review, December 2000, 90, 1160–1183.
Klenow, Peter and Andres Rodriguez-Clare, “The Neoclassical Revival in Growth Economics:
Has It Gone Too Far?,” in Ben S. Bernanke and Julio J. Rotemberg, eds.,
NBER Macroeconomics Annual 1997, Cambridge, MA: MIT Press, 1997.
9
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
9. Why areWe So Rich and They So Poor?
A. See References in Section 4.E
B. Technology/Ideas Transfer and Diffusion
Nelson, Richard R. and Edmund S. Phelps, “Investment in Humans, Technological
Diffusion, and Economic Growth,” American Economic Association Papers and
Proceedings, May 1966, 56, 69–75.
Krugman, Paul, “A Model of Innovation, Technology Transfer, and the World Distribution
of Income,” Journal of Political Economy, 1979, 87, 253–266.
Brezis, Elise S., Paul R. Krugman, and Daniel Tsiddon, “Leapfrogging in International
Competition: A Theory of Cycles in National Technological Leadership,” American
Economic Review, December 1993, pp. 1211–1219.
Romer, Paul, “Idea Gaps and Object Gaps in Economic Development,” Journal of
Monetary Economics, 1993, pp. 543–573.
Romer, Paul M., “Two Strategies for Economic Development: Using Ideas and Producing
Ideas,” Proceedings of the World Bank Annual Conference on Development
Economics, 1992, 1993, pp. 63–115.
, “New Goods, Old Theory, and theWelfare Costs of Trade Restrictions,” Journal
of Development Economics, 1994, 43, 5–38.
Parente, Stephen L. and Edward C. Prescott, “Barriers to Technology Adoption and
Development,” Journal of Political Economy, April 1994, 102 (2), 298–321.
Barro, Robert J. and Xavier Sala-i-Martin, “Technological Diffusion, Convergence,
and Growth,” Journal of Economic Growth, 1997, pp. 1–26.
Eaton, Jonathan and Samuel S. Kortum, “Trade in Ideas: Patenting and Productivity in
the OECD,” 1995. NBER Working Paper No. 5049.
and , “International Technology Diffusion: Theory and Measurement,” International
Economic Review, 1999, 40, 537–570.
Easterly, William, Robert King, Ross Levine, and Sergio Rebelo, “Policy, Technology
Adoption and Growth,” 1994. NBER Working Paper No. 4681.
10
C. Corruption and Political Economy
Baumol, William J., “Entrepreneurship: Productive, Unproductive, and Destructive,”
Journal of Political Economy, 1990, 98 (5), 893–921.
Murphy, Kevin M., Andrei Shleifer, and Robert W. Vishny, “The Allocation of Talent:
Implications for Growth,” Quarterly Journal of Economics, May 1991, 106 (2),
503–530.
Shleifer, Andrei and RobertW. Vishny, “Corruption,” Quarterly Journal of Economics,
August 1993, 108 (3), 599–618.
Mauro, Paolo, “Corruption and Growth,” Quarterly Journal of Economics, August
1995, 110 (3), 681–713.
Hall, Robert E. and Charles I. Jones, “Why Do Some Countries Produce So Much
More Output per Worker than Others?,” Quarterly Journal of Economics, February
1999, 114 (1), 83–116.
Olson, Mancur, “Big Bills Left on the Sidewalk: Why Some Nations are Rich, and
Others Poor,” Journal of Economic Perspectives, Spring 1996, 10 (2), 3–24.
Krusell, Per and Victor Rios-Rull, “Vested Interests in a Positive Theory of Stagnation
and Growth,” Review of Economic Studies, 1996, 63, 301–331.
10. The Direction of Technical Change
A. Skilled vs. Unskilled Labor
Katz, Lawrence and Kevin Murphy, “Changes in Relative Wages, 1963–1987: Supply
and Demand Factors,” Quarterly Journal of Economics, February 1992, 107 (1),
35–78.
Acemoglu, Daron, “Why Do New Technologies Complement Skills? Directed Technical
Change and Wage Inequality,” Quarterly Journal of Economics, 1998, 113,
1055–1089.
Murphy, Kevin, Craig Riddell, and Paul Romer, “Wages, Skills and Technology in the
United States and Canada,” in Elhanan Helpman, ed., General Purpose Technologies
and Economic Growth, Cambridge: MIT Press, 1998.
Krusell, Per, Lee Ohanian, Jose-Victor Rios-Rull, and Giovanni Violante, “Capital-
Skill Complementarity and Inequality: A Macroeconomic Analysis,” Econometrica,
September 2000, 68 (5), 1029–1053.
Galor, Oded and Omer Moav, “Ability Biased Technological Transition,Wage Inequality,
and Economic Growth,” Quarterly Journal of Economics, May 2000, 115,
469–498.
11
Acemoglu, Daron and Fabrizio Zilibotti, “Productivity Differences,” Quarterly Journal
of Economics, 2001, 116 (2), 563–606.
, “Directed Technical Change,” 2001. NBER Working Paper No. 8287.
, “Labor- and Capital-Augmenting Technical Change,” July 2001. MIT mimeo.
B. Investment-Specific Technical Change
Greenwood, Jeremy, Zvi Hercowitz, and Per Krusell, “Long-Run Implications of
Investment-Specific Technological Change,” American Economic Review, June
1997, 87 (3), 342–362.
Whelan, Karl, “Balance Growth Revisited: A Two-Sector Model of Economic
Growth,” 2001. Federal Reserve Board of Governors mimeo.
Nordhaus, William D., “Do Real Output and Real Wage Measures Capture Reality?
The History of Lighting Suggests Not,” in Timothy F. Bresnahan and Robert J.
Gordon, eds., The Economics of New Goods, University of Chicago Press, 1997,
pp. 29–66.
Greenwood, Jeremy and Mehmet Yorukoglu, “1974,” Carnegie Rochester Conference
Series on Public Policy, 1997, 46, 49–95.
Klenow, Peter J., “Ideas vs. Rival Human Capital: Industry Evidence on Growth Models,”
Journal of Monetary Economics, August 1998, 42, 3–24.
C. Vintage Capital, Putty-Clay, Appropriate Technologies
Basu, Susanto and David N. Weil, “Appropriate Technology and Growth,” Quarterly
Journal of Economics, November 1998, 113 (4), 1025–1054.
Gilchrist, Simon and John C.Williams, “Putty Clay and Investment: A Business Cycle
Analysis,” Journal of Political Economy, October 2000, 108 (5), 928–960.
and , “Transition Dynamics in Vintage Capital Models: Explaining the
Post-war Experience of German and Japan,” 2001. Boston University mimeo.
11. Growth over the Very Long Run
Diamond, Jared, Guns, Germs, and Steel, New York: W.W. Norton and Co., 1997.
Kremer, Michael, “Population Growth and Technological Change: One Million B.C.
to 1990,” Quarterly Journal of Economics, August 1993, 108 (4), 681–716.
Goodfriend, Marvin and John McDermott, “Early Development,” American Economic
Review, March 1995, 85 (1), 116–133.
12
Galor, Oded and David Weil, “Population, Technology, and Growth: From the
Malthusian Regime to the Demographic Transition,” American Economic Review,
September 2000, 90, 806–828.
Hansen, Gary D. and Edward C. Prescott, “Malthus to Solow,” 1998. NBER Working
Paper No. 6858.
Lucas, Robert E., “The Industrial Revolution: Past and Future,” 1998. University of
Chicago mimeo.
Jones, Charles I., “Was an Industrial Revolution Inevitable? Economic Growth Over
the Very Long Run,” Advances in Macroeconomics, 2001, 1 (2), Article 1.
http://www.bepress.com/bejm/advances/vol1/iss2/art1.
Clark, Gregory, “The Secret History of the Industrial Revolution,” 2001. U.C. Davis
mimeo.
12. R&D, Patents, and Productivity
Griliches, Zvi, ed., Chicago: University of Chicago Press, 1984.
, “Productivity Puzzles and R&D: Another Nonexplanation,” Journal of Economic
Perspectives, 1988, 2, 9–21.
, “Patents: Recent Trends and Puzzles,” in Martin N. Baily and Clifford Winston,
eds., Brookings Papers on Economic Activity, Microeconomics,Washington,
D.C.: The Brookings Institution, 1989, pp. 291–330.
, “Productivity, R&D and the Data Constraint,” American Economic Review,
March 1994, 84 (1), 1–23.
Caballero, Ricardo J and Adam B. Jaffe, “How High are the Giants’ Shoulders?,”
in Olivier Blanchard and Stanley Fischer, eds., NBER Macroeconomics Annual,
Cambridge, MA: MIT Press, 1993, pp. 15–74.
Jones, Charles I. and John C.Williams, “Measuring the Social Return to R&D,” Quarterly
Journal of Economics, November 1998, 113, 1119–1135.
Kortum, Samuel, “Equilibrium R&D and the Patent-R&D Ratio: U.S. Evidence,”
American Economic Association Papers and Proceedings, May 1993, 83 (2),
450–457.
Kortum, Samuel S., “Research, Patenting, and Technological Change,” Econometrica,
1997, 65 (6), 1389–1419.
Segerstrom, Paul, “Endogenous Growth Without Scale Effects,” American Economic
Review, December 1998, 88 (5), 1290–1310.
Kremer, Michael, “Patent Buyouts: A Mechanism for Encouraging Innovation,” Quarterly
Journal of Economics, November 1998, pp. 1137–1167.
13
13. Natural Resources, the Environment, and Growth
Jones, Charles I., Introduction to Economic Growth, New York: W.W. Norton and Co.,
2002. Second Edition.
Nordhaus, William D., “Lethal Model 2: The Limits to Growth Revisited,” Brookings
Papers on Economic Activity, 1992, 2, 1–59.
Brander, James A. and M. Scott Taylor, “The Simple Economics of Easter Island:
A Ricardo-Malthus Model of Renewable Resource Use,” American Economic
Review, March 1998, 88, 119–138.
Weitzman, Martin L., “Pricing the Limits to Growth from Minerals Depletion,” Quarterly
Journal of Economics, May 1999, 114 (2), 691–706.
14. Interesting and Accessible Readings
Diamond, Jared, Guns, Germs, and Steel, New York: W.W. Norton and Co., 1997.
DeLong, J. Bradford, “Slouching Toward Utopia,” U.C. Berkeley (In progress).
http://econ161.berkeley.edu/TCEH/Slouch_Old.html.
Easterly, William, The Elusive Quest for Growth: Economists’ Adventures and Misadventures
in the Tropics, MIT Press, 2001.
Solow, Robert M., Growth Theory: An Exposition, New York: Oxford University Press,
2000.
Simon, Julian L., The Ultimate Resource 2, Princeton, NJ: Princeton University Press,
1998.
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